Whether you require skills-based training for your Compliance Team, awareness-based training for your firm, or a briefing for your Senior Management/Board we can help.
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eLearning
CPD Programmes
Public
Best Execution Workshop
CFC & Compliance CPD Programme & VCM
Client Assets Workshop
Client Categorisation Workshop
Client Money and Assets (CASS) - CISI
Title of secondary course:
Complaints Handling eLearning
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Complaints Handling eLearning
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Introduction to Complaints Handling
Compliance Risk In…
Conduct and Culture Workshop
Title of secondary course:
Conduct Rules eLearning
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Conduct Rules eLearning
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SM&CR Conduct Rules
Conflicts of Interest eLearning
Conflicts of Interest Workshop
Consumer Duty Champion Briefing Series
Consumer Duty eLearning
Consumer Duty for Front & Back Office
Consumer Duty Senior Management Briefing
Consumer Duty: MI & The Board Report Workshop
Consumer Duty: The New Normal eLearning
Next public course: 06 - 07 Nov 2024
Developing a Risk-Based Compliance Monitoring Programme
Diploma Series - Compliance Culture, Conduct & Governance
Diploma Series - Key Compliance Skills
Diversity & Inclusion eLearning
Title of secondary course:
Diversity and Inclusion for Front & Back Office
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Diversity and Inclusion for Front & Back Office
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Diversity & Inclusion eLearning
Diversity and Inclusion for Senior Management
Title of secondary course:
ESG, Sustainable Finance & Greenwashing eLearning
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ESG, Sustainable Finance & Greenwashing eLearning
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Introduction to ESG & Sustainable Finance
Financial Promotions Workshop
How to be an Effective Consumer Duty Champion
Integrity & Ethics
Title of secondary course:
Integrity & Ethics eLearning
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Integrity & Ethics eLearning
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Integrity & Ethics
Introduction to Complaints Handling
Introduction to ESG & Sustainable Finance
Introduction to FCA Regulation & the Conduct Rules
Introduction to TCF and Culture
Key Features of an Effective Compliance Function
Market Abuse - eLearning
Title of secondary course:
Market Abuse Awareness
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Market Abuse Awareness
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Market Abuse - eLearning
Market Abuse Workshop
Modern Slavery eLearning
Overview of the Conduct of Business Rules
SM&CR Conduct Rules
SMF Regulatory Briefing Programme 2024
The Importance of Compliance
Title of secondary course:
The Importance of Compliance eLearning
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The Importance of Compliance eLearning
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The Importance of Compliance
Title of secondary course:
Treating Customers Fairly & Culture eLearning
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Treating Customers Fairly & Culture eLearning
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Introduction to TCF and Culture
Vulnerable Customers eLearning
Whistleblowing Awareness
Title of secondary course:
Whistleblowing eLearning
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Whistleblowing eLearning
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