Upcoming Events
FCA’s PEP Review: How to apply these expectations across your firm
Presenter: Bruce Viney, CCL Academy
The FCA recently published findings of its review on how effectively firms are following its 2017 Guidance on the treatment of Politically Exposed Persons (PEPs).
PEPs represent a high risk for AML and CTF purposes and firms are expected to take a risk-based approach to managing PEPs. The FCA review represents concerns that firms have not managed PEP risk in a consistent way and in accordance with their 2017 Guidelines. By attending this webinar you will gain a clear understanding of the expectations of the FCA and how you can apply these within your firm.
This webinar is intended for anyone who has oversight of AML/CTF regimes in firms, including those responsible for signing off on PEP relationships.
Past Events
The Consumer Duty Webinar Series - Outcomes Monitoring: The FCA's Expectations
Presenter: Nigel Sydenham, CCL Academy
The FCA has recently published the results of a multi-firm review of Consumer Duty outcomes monitoring. In this webinar, Nigel Sydenham explores the review findings, and what they tell us about the FCA’s expectations.
Compliance Update: Breakfast Briefing, with Waystone Compliance Solutions
Presenters: CCL Academy and Waystone Compliance Solutions
Come along to our next Compliance Update: Breakfast Briefing in partnership with Waystone Compliance Solutions and hear from leading compliance consultants and trainers as they provide updates on some of the recent changes in regulation, including the latest on the Consumer Duty, the new anti-greenwashing rule, and more.
The Consumer Duty Webinar Series: Vulnerability and the Consumer Duty Outcomes
Presenter: Nigel Sydenham and Peter Haines, CCL Academy
The FCA has made clear that many firms still have more to do in relation to the identification and support of vulnerable customers. By attending this webinar you will gain insight into the way in which vulnerability impacts on all of the Consumer Duty outcomes, as well an awareness of some of the practical challenges firms face in meeting the regulator’s expectations.
This webinar is intended for board members, Compliance Officers and others who have responsibility for ensuring that their firm is treating vulnerable customers fairly.
The Consumer Duty Webinar Series: The Consumer Duty and the Role of Ongoing Training
Presenter: Nigel Sydenham and Peter Haines, CCL Academy
Training plays a vital role in embedding the Duty within firms. By attending this webinar you will gain insight into the hallmarks of effective and robust training as well as an awareness of some of the pitfalls to avoid.
This webinar is intended for Compliance Officers, L&D staff and those responsible for overseeing and delivering Consumer Duty training within their firms.
The Consumer Duty Webinar Series: Strengthening Your Consumer Duty Board Report and MI
Presenter: Nigel Sydenham and Peter Haines, CCL Academy
The FCA has emphasised the importance of the board report and the underlying MI. By attending this webinar you will gain insight into the FCA’s expectations as well as an appreciation of some of the practical challenges associated with board approval.
This webinar is intended for Consumer Duty Champions, Project Teams and other board members, as well as Compliance Officers and those who have responsibility for producing Consumer Duty MI.
Compliance Update: Breakfast Briefing, with Waystone Compliance Solutions
Presenters: CCL Academy and Waystone Compliance Solutions
Book your place for our next Compliance Update: Breakfast Briefing in partnership with Waystone Compliance Solutions and hear from expert compliance trainers and professionals as they provide updates on some of the recent changes in regulation, including the latest on the Consumer Duty and more.
Compliance Update: Breakfast Briefing, with Waystone Compliance Solutions
Presenters: CCL Academy and Waystone Compliance Solutions
Register your interest in attending the Compliance Update: Breakfast Briefing in partnership with Waystone Compliance Solutions and hear from expert compliance trainers and professionals as they provide updates on some of the recent changes in regulation, including the latest on the Consumer Duty and more.
The Consumer Duty’s ‘Minimal’ Impact on SMCR, with StarCompliance
Hosted by: StarCompliance
Sara Cody of LinkLaters LLP and Peter Haines of CCL Academy joins StarCompliance to shed light on what should be happening and the significant impact Consumer Duty has on SMCR. Topics for this webinar include:
- Identifying a Consumer Duty Champion and what this means
- Embedding Consumer Duty into Statements of Responsibility
- The critical need for Reasonable Steps
- Consumer Duty and it’s dotted line to SMCR Code of Conduct
- Tailored Consumer Duty training and why it’s important
- Using your current SMCR framework to obtain Consumer Duty success
- The important role technology plays in monitoring and supporting Consumer Duty
Training for Compliance & FCC Professionals: What’s New in 2023?
Presenter: Michael Sacks, Director of Digital Learning Strategy, CCL Academy
As firms respond to the FCA’s spotlight on compliance training and competence, there’s a noticeable shift towards learner-directed experiences.
This webinar will consider the regulatory expectations in relation to training for Compliance and Financial Crime Compliance (FCC) professionals and introduce our new learning platform, designed to help Compliance and FCC professionals with the requirements.
The Consumer Duty Update, in partnership with Waystone Compliance Solutions
Presenters: CCL Academy and Waystone Compliance Solutions
Sign up to attend the Consumer Duty Update webinar in partnership with Waystone Compliance Solutions and hear from expert compliance trainers and professionals as they provide insight into a range of topical issues regarding the new Consumer Duty.
This webinar is intended for Consumer Duty Champions, Compliance Officers and those who are responsible for reviewing and implementing systems, controls, policies and procedures under the Duty.
The Consumer Duty Webinar Series: Consumer Duty: The MI Challenge
Presenter: Nigel Sydenham, CCL Academy
Gain a deeper insight into the MI required to meet and demonstrate compliance with the Duty and how this could impact your firm.
This webinar is for Consumer Duty Champions, Compliance Officers and those who are responsible for reviewing and implementing systems, controls, policies and procedures where required.
Training for Compliance & FCC Professionals - What's new in 2023
This webinar is exclusive to members of the APCC only.
Presenter: Michael Sacks, CCL Academy
The outlook for 2023 is moving towards learner-directed experiences as firms respond to the FCA's spotlight on Compliance & FCC training and competence. Find out what this shift in learning could mean for you.
Register via your Association of Professional Compliance Consultants (APCC) portal.
The Consumer Duty Webinar Series - What You Need to Consider Now
Presenter: Peter Haines, CCL Academy
- The FCA's latest position
- The implementation plan
- The FCA's key questions
- How to train on the Consumer Duty
This webinar is for Consumer Duty Champions, Compliance Officers and those who are responsible for reviewing and implementing systems, controls, policies and procedures where required.
Compliance Update: Breakfast Briefing
Presenters: CCL Academy
Designed to assist you with your regulatory planning and provide insight into a range of topical issues including the new Consumer Duty.
This in-person event is intended for Compliance, FCC and L&D/Training staff at FCA regulated firms.
Webinar recordings
Previous webinars are available to watch via our Virtual Compliance Mentor platform. Please contact us for more information.
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