The SM&CR Case Study Series: Issue 10 - SM&CR Checklist

This is the final instalment in our SM&CR case study series, designed to help you prepare for the implementation of the FCA’s Senior Managers & Certification Regime (SM&CR). This series followed fictitious firm Smith & Cromer Limited’s project to implement the Regime with the process and tips being released  throughout the year.

Have you:

1. Read the first nine instalments?
2. Watched our one-minute explainer video – SM&CR in a Nutshell?

If you are up to date, read on...

Checklist and Summary Steps

Read this issue for the 14 point SM&CR checklist summarising the steps you should have completed by the 9th December implementation date...